The first of three lectures on science given in April, 1963, by physicist Richard Feynman:
lectures I will talk about the nature of science and emphasize particularly the existence of
doubt and uncertainty. In the second lecture I will discuss the impact of scientific views
on political questions, in particular the question of national enemies, and on religious
questions. And in the third lecture I will describe how society looks to me—I could say
how society looks to a scientific man, but it is only how it looks to me—and what future
scientific discoveries may produce in terms of social problems.
never knew you were interested very much in those things." They mean, of course, I am
interested, but I would not dare to talk about them.
have such a deep understanding of two departments of our knowledge that they do not
make fools of themselves in one or the other.
century. Why repeat all this? Because there are new generations born every day. Because
there are great ideas developed in the history of man, and these ideas do not last unless
they are passed purposely and clearly from generation to generation.
Many old ideas have become such common knowledge that it is not necessary to talk
about or explain them again. But the ideas associated with the problems of the
development of science, as far as I can see by looking around me, are not of the kind that
everyone appreciates. It is true that a large number of people do appreciate them. And in
a university particularly most people appreciate them, and you may be the wrong
audience for me.
ideas and its methods, its attitudes toward knowledge, the sources of its progress, its
mental discipline. And therefore, in this first lecture, I shall talk about the science that I
know, and I shall leave the more ridiculous of my statements for the next two lectures, at
which, I assume, the general law is that the audiences will be smaller.
What is science? The word is usually used to mean one of three things, or a mixture of
them. I do not think we need to be precise—it is not always a good idea to be too precise.
Science means, sometimes, a special method of finding things out. Sometimes it means
the body of knowledge arising from the things found out. It may also mean the new
things you can do when you have found something out, or the actual doing of new things.
about 50 percent what new things can be and are being done. And so the popular
definition of science is partly technology, too.
science is its application, the fact that as a consequence of science one has a power to do
things. And the effect this power has had need hardly be mentioned. The whole industrial
revolution would almost have been impossible without the development of science. The
possibilities today of producing quantities of food adequate for such a large population,
of controlling sickness—the very fact that there can be free men without the necessity of
slavery for full production—are very likely the result of the development of scientific
means of production.
how it is used. We like improved production, but we have problems with automation. We
are happy with the development of medicine, and then we worry about the number of
births and the fact that no one dies from the diseases we have eliminated. Or else, with
the same knowledge of bacteria, we have hidden laboratories in which men are working
as hard as they can to develop bacteria for which no one else will be able to find a cure.
We are happy with the development of air transportation and are impressed by the great
airplanes, but we are aware also of the severe horrors of air war. We are pleased by the
ability to communicate between nations, and then we worry about the fact that we can be
snooped upon so easily. We are excited by the fact that space can now be entered; well,
we will undoubtedly have a difficulty there, too. The most famous of all these imbalances
is the development of nuclear energy and its obvious problems.
I think a power to do something is of value.Whether the result is a good thing or a bad
thing depends on how it is used, but the power is a value.
is given the key to the gates of heaven. The same key opens the gates of hell."
And so it is with science. In a way it is a key to the gates of heaven, and the same key
opens the gates of hell, and we do not have any instructions as to which is which gate.
Shall we throw away the key and never have a way to enter the gates of heaven? Or shall
we struggle with the problem of which is the best way to use the key? That is, of course,
a very serious question, but I think that we cannot deny the value of the key to the gates
of heaven.
When the scientist is told that he must be more responsible for his effects on society, it is
the applications of science that are referred to. If you work to develop nuclear energy you
must realize also that it can be used harmfully. Therefore, you would expect that, in a
discussion of this kind by a scientist, this would be the most important topic. But I will
not talk about it further. I think that to say these are scientific problems is an
exaggeration. They are far more humanitarian problems. The fact that how to work the
power is clear, but how to control it is not, is something not so scientific and is not
something that the scientist knows so much about.
Brazil
to teach physics. There was a Point Four program in those days,
which was very exciting—everyone was going to help the underdeveloped countries.
What they needed, of course, was technical know-how.
have no sewers and no water. In order to get water they carry old gasoline cans on their
heads down the hills. They go to a place where a new building is being built, because
there they have water for mixing cement. The people fill their cans with water and carry
them up the hills. And later you see the water dripping down the hill in dirty sewage. It is
a pitiful thing.
to the top of the hill so that the people can at least walk uphill with the empty cans and
downhill with the full cans?"
think it is a problem of economic assistance, and we do not know whether that really
works or not. And the question of how much it costs to put a pipe and a pump to the top
of each of the hills is not one that seems worth discussing, to me.
Although we do not know how to solve the problem, I would like to point out that we
tried two things, technical know-how and economic assistance. We are discouraged with
them both, and we are trying something else. As you will see later, I find this
encouraging. I think that to keep trying new solutions is the way to do everything.
The next aspect of science is its contents, the things that have been found out. This is the
yield. This is the gold. This is the excitement, the pay you get for all the disciplined
thinking and hard work. The work is not done for the sake of an application. It is done for
the excitement of what is found out. Perhaps most of you know this. But to those of you
who do not know it, it is almost impossible for me to convey in a lecture this important
aspect, this exciting part, the real reason for science. And without understanding this you
miss the whole point. You cannot understand science and its relation to anything else
unless you understand and appreciate the great adventure of our time. You do not live in
your time unless you understand that this is a tremendous adventure and a wild and
exciting thing.
question. They did not know the answer.
Look at the way we see it today. Is that a dull idea? The world is a spinning ball, and
people are held on it on all sides, some of them upside down. And we turn like a spit in
front of a great fire. We whirl around the sun. That is more romantic, more exciting. And
what holds us? The force of gravitation, which is not only a thing of the earth but is the
thing that makes the earth round in the first place, holds the sun together and keeps us
running around the sun in our perpetual attempt to stay away. This gravity holds its sway
not only on the stars but between the stars; it holds them in the great galaxies for miles
and miles in all directions.
and just as incomplete as the poetic pictures that came before.
imagined such a marvel as nature is.
quickly. First, there was the earth without anything alive on it. For billions of years this
ball was spinning with its sunsets and its waves and the sea and the noises, and there was
no thing alive to appreciate it. Can you conceive, can you appreciate or fit into your ideas
what can be the meaning of a world without a living thing on it? We are so used to
looking at the world from the point of view of living things that we cannot understand
what it means not to be alive, and yet most of the time the world had nothing alive on it.
beautiful. And it turns out that all life is interconnected with all other life. There is a part
of chlorophyll, an important chemical in the oxygen processes in plants, that has a kind of
square pattern; it is a rather pretty ring called a benzine ring. And far removed from the
plants are animals like ourselves, and in our oxygen-containing systems, in the blood, the
hemoglobin, there are the same interesting and peculiar square rings. There is iron in the
center of them instead of magnesium, so they are not green but red, but they are the same
rings.
material from the red cells to produce red cell proteins. So close is life to life. The
universality of the deep chemistry of living things is indeed a fantastic and beautiful
thing. And all the time we human beings have been too proud even to recognize our
kinship with the animals.
covered top that has been sitting for several days, are active all the time; the atoms are
leaving the surface, bouncing around inside, and coming back. What looks still to our
crude eyes is a wild and dynamic dance.
came from. Not just where did life come from, or where did the earth come from, but
where did the stuff of life and of the earth come from? It looks as if it was belched from
some exploding star, much as some of the stars are exploding now. So this piece of dirt
waits four and a half billion years and evolves and changes, and now a strange creature
stands here with instruments and talks to the strange creatures in the audience. What a
wonderful world!
truth, the pay dirt of the scientist, discovered by his painstaking efforts.
quickly the influences of the muscle nerves feed right back to the brain to say, "Now we
have touched the ground, now increase the tension so I do not hurt the heels." And as the
girl dances up and down, there is another set of muscles that is fed from another set of
nerves that says, "One, two, three, O'Leary, one, two, ..." And while she does that,
perhaps she smiles at the professor of physiology who is watching her. That is involved,
too!
pulled together with everything else. For a long time no one even noticed the
phenomenon of electricity, except once in a while when they rubbed a piece of amber and
it attracted a piece of paper. And yet today we find, by playing with these things, that we
have a tremendous amount of machinery inside. Yet science is still not thoroughly
appreciated.
To give an example, I read Faraday's Chemical History of a Candle, a set of six Chistmas lectures for children. The point of Faraday's lectures was that no matter what you look at, if you look at it closely enough, you are involved in the entire universe. And so he got, by looking at every feature of the candle, into combustion, chemistry, etc. But the introduction of the book, in describing Faraday's life and some of his discoveries, explained that he had discovered that the amount of electricity necessary to perform electrolysis of chemical substances is proportional to the number of atoms which are
separated divided by the valence. It further explained that the principles he discovered are
used today in chrome plating and the anodic coloring of aluminum, as well as in dozens
of other industrial applications.
I do not like that statement. Here is what Faraday said about his own discovery: "The atoms of matter are in some ways endowed or associated with electrical powers, to which they owe their most striking qualities, amongst them their mutual chemical affinity." He had discovered that the thing that determined how the atoms went together, the thing that determined the combinations of iron and oxygen which make iron oxide is that some of them are electrically plus and some of them are
electrically minus, and they attract each other in definite proportions. He also discovered
that electricity comes in units, in atoms. Both were important discoveries, but most
exciting was that this was one of the most dramatic moments in the history of science,
one of those rare moments when two great fields come together and are unified. He
suddenly found that two apparently different things were different aspects of the same
thing. Electricity was being studied, and chemistry was being studied. Suddenly they
were two aspects of the same thing—chemical changes with the results of electrical
forces. And they are still understood that way. So to say merely that the principles are
used in chrome plating is inexcusable.
cancer." But they cannot explain the value of the thing itself.
has to walk in order not to make a mistake in predicting what will happen. The quantum
mechanical and the relativity ideas are examples of this.
or not. All other aspects and characteristics of science can be understood directly when
we understand that observation is the ultimate and final judge of the truth of an idea. But
"prove" used in this way really means "test," in the same way that a hundred-proof
alcohol is a test of the alcohol, and for people today the idea really should be translated
as, "The exception tests the rule." Or, put another way, "The exception proves that the
rule is wrong." That is the principle of science. If there is an exception to any rule, and if
it can be proved by observation, that rule is wrong.
The exceptions to any rule are most interesting in themselves, for they show us that the
old rule is wrong. And it is most exciting, then, to find out what the right rule, if any, is.
exceptions, a process that is continually exciting as it develops. He does not try to avoid
showing that the rules are wrong; there is progress and excitement in the exact opposite.
He tries to prove himself wrong as quickly as possible.
The principle that observation is the judge imposes a severe limitation to the kind of
questions that can be answered. They are limited to questions that you can put this way:
"if I do this, what will happen?" There are ways to try it and see. Questions like, "should I
do this?" and "what is the value of this?" are not of the same kind.
somehow good and other things are somehow not good. Scientists take all those things
that can be analyzed by observation, and thus the things called science are found out. But
there are some things left out, for which the method does not work. This does not mean
that those things are unimportant. They are, in fact, in many ways the most important. In
any decision for action, when you have to make up your mind what to do, there is always
a "should" involved, and this cannot be worked out from "if I do this, what will happen?"
alone. You say, "Sure, you see what will happen, and then you decide whether you want
it to happen or not." But that is the step the scientist cannot take. You can figure out what
is going to happen, but then you have to decide whether you like it that way or not.
careful. There may have been a piece of dirt in the apparatus that made the color change;
it was not what you thought. You have to check the observations very carefully, and then
recheck them, to be sure that you understand what all the conditions are and that you did
not misinterpret wha t you did.
done thoroughly. I have heard people talk of the "scientific" extermination of the Jews in
Germany . There
was nothing scientific about it. It was only thorough. There was no
question of making observations and then checking them in order to determine
something. In that sense, there were "scientific" exterminations of people in Roman times
and in other periods when science was not so far developed as it is today and not much
attention was paid to observation. In such cases, people should say "thorough" or
"thoroughgoing," instead of "scientific."
discussion of these techniques. The interpretation of a result is an example. To take a
trivial instance, there is a famous joke about a man who complains to a friend of a
mysterious phenomenon. The white horses on his farm eat more than the black horses. He
worries about this and cannot understand it, until his friend suggests that maybe he has
more white horses than black ones.
cases, if you think about it, in which there were more white horses. Scientific reasoning
requires a certain discipline, and we should try to teach this discipline, because even on
the lowest level such errors are unnecessary today.
better than another. You perform the experiment several times, and because of
irregularities, like pieces of dirt falling in, the result varies from time to time. You do not
have everything under control. You like the result to be a certain way, so the times it
comes out that way, you say, "See, it comes out this particular way." The next time you
do the experiment it comes out different. Maybe there was a piece of dirt in it the first
time, but you ignore it.
These things seem obvious, but people do not pay enough attention to them in deciding
scientific questions or questions on the periphery of science. There could be a certain
amount of sense, for example, in the way you analyze the question of whether stocks
went up or down because of what the President said or did not say.
Another very important technical point is that the more specific a rule is, the more
interesting it is. The more definite the statement, the more interesting it is to test. If
someone were to propose that the planets go around the sun because all planet matter has
a kind of tendency for movement, a kind of motility, let us call it an "oomph," this theory
could explain a number of other phenomena as well. So this is a good theory, is it not?
distance from the center. The second theory is better because it is so specific; it is so
obviously unlikely to be the result of chance. It is so definite that the barest error in the
movement can show that it is wrong; but the planets could wobble all over the place, and,
according to the first theory, you could say, "Well, that is the funny behavior of the
'oomph.'"
So the more specific the rule, the more powerful it is, the more liable it is to exceptions,
and the more interesting and valuable it is to check.
meaningless, because you can explain almost anything by the assertion that things have a
tendency to motility. A great deal has been made of this by philosophers, who say that
words must be defined extremely precisely. Actually, I disagree somewhat with this; I
think that extreme precision of definition is often not worthwhile, and sometimes it is not
possible—in fact mostly it is not possible, but I will not get into that argument here.
points would be useful in a field in which observation is not the judge I have no idea. I
am not going to say that everything has to be done the same way when a method of
testing different from observation is used. In a different field perhaps it is not so
important to be careful of the meaning of words or that the rules be specific, and so on. I
do not know.
development of science requires that human beings invent something to test.
more imagination than that. So the next thing we have to talk about is where the new
ideas come from. Actually, it does not make any difference, as long as they come. We
have a way of checking whether an idea is correct or not that has nothing to do with
where it came from. We simply test it against observation. So in science we are not
interested in where an idea comes from.
suggest something; we can try it out and find out if it is true or not. If it is not true, so
much the worse— so the "authorities" lose some of their "authority."
relations are extremely good. A scientific argument is likely to involve a great deal of
laughter and uncertainty on both sides, with both sides thinking up experiments and
offering to bet on the outcome. In physics there are so many accumulated observations
that it is almost impossible to think of a new idea which is different from all the ideas that
have been thought of before and yet that agrees with all the observations that have
already been made. And so if you get anything new from anyone, anywhere, you
welcome it, and you do not argue about why the other person says it is so.
Many sciences have not developed this far, and the situation is the way it was in the early
days of physics, when there was a lot of arguing because there were not so many
observations. I bring this up because it is interesting that human relationships, if there is
an independent way of judging truth, can become unargumentative.
thing worth trying, a thing that could be tried, is different, and is not obviously contrary
to something observed before, it gets exciting and worthwhile. You do not have to worry
about how long he has studied or why he wants you to listen to him. In that sense it
makes no difference where the ideas come from. Their real origin is unknown; we call it
the imagination of the human brain, the creative imagination—it is known; it is just one
of those "oomphs."
imagine something that you have never seen, that is consistent in every detail with what
has already been seen, and that is different from what has been thought of; furthermore, it
must be definite and not a vague proposition. That is indeed difficult.
It is not understood at all, but it leads to the possibility of prediction—that means it tells
you what you would expect to happen in an experiment you have not yet done.
prediction and another rule another prediction. Thus, science is not a specialist business;
it is completely universal. I talked about the atoms in physiology; I talked about the
atoms in astronomy, electricity, chemistry. They are universal; they must be mutually
consistent. You cannot just start off with a new thing that cannot be made of atoms.
chemistry and electricity into one rule, but there are many more examples.
mathematical. It just turns out that you can state mathematical laws, in physics at least,
which work to make powerful predictions. Why nature is mathematical is, again, a
mystery.
always having to change the laws? The answer is, first, that the laws are not the
observations and, second, that experiments are always inaccurate. The laws are guessed
laws, extrapolations, not something that the observations insist upon. They are just good
guesses that have gone through the sieve so far. And it turns out later that the sieve now
has smaller holes than the sieves that were used before, and this time the law is caught.
So the laws are guessed; they are extrapolations into the unknown. You do not know
what is going to happen, so you take a guess.
weighs the same. That is the result of an observation. But you cannot weigh something to
the infinitesimal number of decimal places, parts in a billion. But we now understand that
a spinning top weighs more than a top which is not spinning by a few parts in less than a
billion. If the top spins fast enough so that the speed of the edges approaches 186,000
miles a second, the weight increase is appreciable—but not until then. The first
experiments were performed with tops that spun at speeds much lower than 186,000
miles a second. It seemed then that the mass of the top spinning and not spinning was
exactly the same, and someone made a guess that the mass never changes.
How foolish! What a fool! It is only a guessed law, an extrapolation. Why did he do
something so unscientific? There was nothing unscientific about it; it was only uncertain.
happen in a case you have not tried that is worth knowing about. Knowledge is of no real
value if all you can tell me is what happened yesterday. It is necessary to tell what will
happen tomorrow if you do something—not only necessary, but fun. Only you must be
willing to stick your neck out.
stated precisely. The man simply forgot—he should have stated the law "The mass
doesn't change much when the speed isn't too high." The game is to make a specific rule
and then see if it will go through the sieve. So the specific guess was that the mass never
changes at all. Exciting possibility! It does no harm that it turned out not to be the case. It
was only uncertain, and there is no harm in being uncertain. It is better to say something
and not be sure than not to say anything at all.
happen, and you cannot know what will happen, because you have not made the most
complete experiments.
going through the successive sieves, that goes on for many more observations, requires a
tremendous intelligence and imagination and a complete revamping of our philosophy,
our understanding of space and time. I am referring to the relativity theory. It turns out
that the tiny effects that turn up always require the most revolutionary modifications of
ideas.
believe that it is of very great value, and one that extends beyond the sciences. I believe
that to solve any problem that has never been solved before, you have to leave the door to
the unknown ajar. You have to permit the possibility that you do not have it exactly right.
Otherwise, if you have made up your mind already, you might not solve it.
he is pretty sure of how it is going to work, and he tells you, "This is the way it's going to
work, I'll bet," he still is in some doubt. And it is of paramount importance, in order to
make progress, that we recognize this ignorance and this doubt. Because we have the
doubt, we then propose looking in new directions for new ideas. The rate of the
development of science is not the rate at which you make observations alone but, much
more important, the rate at which you create new things to test.
worth checking, because we would know what is true. So what we call scientific
knowledge today is a body of statements of varying degrees of certainty. Some of them
are most unsure; some of them are nearly sure; but none is absolutely certain. Scientists
are used to this. We know that it is consistent to be able to live and not know. Some
people say, "How can you live without knowing?" I do not know what they mean. I
always live without knowing. That is easy. How you get to know is what I want to know.
This freedom to doubt is an important matter in the sciences and, I believe, in other
fields. It was born of a struggle. It was a struggle to be permitted to doubt, to be unsure.
satisfactory philosophy of ignorance, and the progress made possible by such a
philosophy, progress which is the fruit of freedom of thought. I feel a responsibility to
proclaim the value of this freedom and to teach that doubt is not to be feared, but that it is
to be welcomed as the possibility of a new potential for human beings. If you know that
you are not sure, you have a chance to improve the situation. I want to demand this
freedom for future generations.
to demonstrate that it is important to doubt and that doubt is not a fearful thing, but a
doing of very great value.
The Uncertainty of Science
I
WANT TO ADDRESS myself directly to the impact of science on man's ideas in
other
fields,
a subject Mr. John Danz particularly wanted to be discussed. In the first of
theselectures I will talk about the nature of science and emphasize particularly the existence of
doubt and uncertainty. In the second lecture I will discuss the impact of scientific views
on political questions, in particular the question of national enemies, and on religious
questions. And in the third lecture I will describe how society looks to me—I could say
how society looks to a scientific man, but it is only how it looks to me—and what future
scientific discoveries may produce in terms of social problems.
What
do I know of religion and politics? Several friends in the physics departments
here
and
in other places laughed and said, "I'd like to come and hear what you have
to say. Inever knew you were interested very much in those things." They mean, of course, I am
interested, but I would not dare to talk about them.
In
talking about the impact of ideas in one field on ideas in another field, one
is always
apt
to make a fool of oneself. In these days of specialization there are too few
people whohave such a deep understanding of two departments of our knowledge that they do not
make fools of themselves in one or the other.
The
ideas I wish to describe are old ideas. There is practically nothing that I am
going to
say
tonight that could not easily have been said by philosophers of the seventeenthcentury. Why repeat all this? Because there are new generations born every day. Because
there are great ideas developed in the history of man, and these ideas do not last unless
they are passed purposely and clearly from generation to generation.
Many old ideas have become such common knowledge that it is not necessary to talk
about or explain them again. But the ideas associated with the problems of the
development of science, as far as I can see by looking around me, are not of the kind that
everyone appreciates. It is true that a large number of people do appreciate them. And in
a university particularly most people appreciate them, and you may be the wrong
audience for me.
Now
in this difficult business of talking about the impact of the ideas of one
field on
those
of another, I shall start at the end that I know. I do know about science. I
know itsideas and its methods, its attitudes toward knowledge, the sources of its progress, its
mental discipline. And therefore, in this first lecture, I shall talk about the science that I
know, and I shall leave the more ridiculous of my statements for the next two lectures, at
which, I assume, the general law is that the audiences will be smaller.
What is science? The word is usually used to mean one of three things, or a mixture of
them. I do not think we need to be precise—it is not always a good idea to be too precise.
Science means, sometimes, a special method of finding things out. Sometimes it means
the body of knowledge arising from the things found out. It may also mean the new
things you can do when you have found something out, or the actual doing of new things.
This
last field is usually called technology—but if you look at the science section
in Time
magazine
you will find it covers about 50 percent what new things are found out andabout 50 percent what new things can be and are being done. And so the popular
definition of science is partly technology, too.
I
want to discuss these three aspects of science in reverse order. I will begin
with the new
things
that you can do—that is, with technology. The most obvious characteristic ofscience is its application, the fact that as a consequence of science one has a power to do
things. And the effect this power has had need hardly be mentioned. The whole industrial
revolution would almost have been impossible without the development of science. The
possibilities today of producing quantities of food adequate for such a large population,
of controlling sickness—the very fact that there can be free men without the necessity of
slavery for full production—are very likely the result of the development of scientific
means of production.
Now
this power to do things carries with it no instructions on how to use it,
whether to
use
it for good or for evil. The product of this power is either good or evil,
depending onhow it is used. We like improved production, but we have problems with automation. We
are happy with the development of medicine, and then we worry about the number of
births and the fact that no one dies from the diseases we have eliminated. Or else, with
the same knowledge of bacteria, we have hidden laboratories in which men are working
as hard as they can to develop bacteria for which no one else will be able to find a cure.
We are happy with the development of air transportation and are impressed by the great
airplanes, but we are aware also of the severe horrors of air war. We are pleased by the
ability to communicate between nations, and then we worry about the fact that we can be
snooped upon so easily. We are excited by the fact that space can now be entered; well,
we will undoubtedly have a difficulty there, too. The most famous of all these imbalances
is the development of nuclear energy and its obvious problems.
Is
science of any value?
I think a power to do something is of value.Whether the result is a good thing or a bad
thing depends on how it is used, but the power is a value.
Once
in Hawaii I
was taken to see a Buddhist temple. In the temple a man said, "I am
going
to tell you something that you will never forget." And then he said,
"To every manis given the key to the gates of heaven. The same key opens the gates of hell."
And so it is with science. In a way it is a key to the gates of heaven, and the same key
opens the gates of hell, and we do not have any instructions as to which is which gate.
Shall we throw away the key and never have a way to enter the gates of heaven? Or shall
we struggle with the problem of which is the best way to use the key? That is, of course,
a very serious question, but I think that we cannot deny the value of the key to the gates
of heaven.
All
the major problems of the relations between society and science lie in this
same area.
When the scientist is told that he must be more responsible for his effects on society, it is
the applications of science that are referred to. If you work to develop nuclear energy you
must realize also that it can be used harmfully. Therefore, you would expect that, in a
discussion of this kind by a scientist, this would be the most important topic. But I will
not talk about it further. I think that to say these are scientific problems is an
exaggeration. They are far more humanitarian problems. The fact that how to work the
power is clear, but how to control it is not, is something not so scientific and is not
something that the scientist knows so much about.
Let
me illustrate why I do not want to talk about this. Some time ago, in about
1949 or
1950,
I went to which was very exciting—everyone was going to help the underdeveloped countries.
What they needed, of course, was technical know-how.
In Brazil I lived in the city of Rio . In Rio
there are hills on which are homes made with
broken
pieces of wood from old signs and so forth. The people are extremely poor. Theyhave no sewers and no water. In order to get water they carry old gasoline cans on their
heads down the hills. They go to a place where a new building is being built, because
there they have water for mixing cement. The people fill their cans with water and carry
them up the hills. And later you see the water dripping down the hill in dirty sewage. It is
a pitiful thing.
Right
next to these hills are the exciting buildings of the Copacabana beach,
beautiful
apartments,
and so on.
And I
said to my friends in the Point Four program, "Is this a problem of technical
knowhow?
They
don't know how to put a pipe up the hill? They don't know how to put a pipeto the top of the hill so that the people can at least walk uphill with the empty cans and
downhill with the full cans?"
So it
is not a problem of technical know-how. Certainly not, because in the
neighboring
apartment
buildings there are pipes, and there are pumps. We realize that now. Now wethink it is a problem of economic assistance, and we do not know whether that really
works or not. And the question of how much it costs to put a pipe and a pump to the top
of each of the hills is not one that seems worth discussing, to me.
Although we do not know how to solve the problem, I would like to point out that we
tried two things, technical know-how and economic assistance. We are discouraged with
them both, and we are trying something else. As you will see later, I find this
encouraging. I think that to keep trying new solutions is the way to do everything.
Those,
then are the practical aspects of science, the new things that you can do. They
are
so
obvious that we do not need to speak about them further.The next aspect of science is its contents, the things that have been found out. This is the
yield. This is the gold. This is the excitement, the pay you get for all the disciplined
thinking and hard work. The work is not done for the sake of an application. It is done for
the excitement of what is found out. Perhaps most of you know this. But to those of you
who do not know it, it is almost impossible for me to convey in a lecture this important
aspect, this exciting part, the real reason for science. And without understanding this you
miss the whole point. You cannot understand science and its relation to anything else
unless you understand and appreciate the great adventure of our time. You do not live in
your time unless you understand that this is a tremendous adventure and a wild and
exciting thing.
Do
you think it is dull? It isn't. It is most difficult to convey, but perhaps I
can give some
idea
of it. Let me start anywhere, with any idea.
For
instance, the ancients believed that the earth was the back of an elephant that
stood
on a
tortoise that swam in a bottomless sea. Of course, what held up the sea was anotherquestion. They did not know the answer.
The
belief of the ancients was the result of imagination. It was a poetic and
beautiful idea.
Look at the way we see it today. Is that a dull idea? The world is a spinning ball, and
people are held on it on all sides, some of them upside down. And we turn like a spit in
front of a great fire. We whirl around the sun. That is more romantic, more exciting. And
what holds us? The force of gravitation, which is not only a thing of the earth but is the
thing that makes the earth round in the first place, holds the sun together and keeps us
running around the sun in our perpetual attempt to stay away. This gravity holds its sway
not only on the stars but between the stars; it holds them in the great galaxies for miles
and miles in all directions.
This
universe has been described by many, but it just goes on, with its edge as
unknown
as
the bottom of the bottomless sea of the other idea—just as mysterious, just as
aweinspiring,and just as incomplete as the poetic pictures that came before.
But
see that the imagination of nature is far, far greater than the imagination of
man. No
one
who did not have some inkling of this through observations could ever haveimagined such a marvel as nature is.
Or
the earth and time. Have you read anywhere, by any poet, anything about time
that
compares
with real time, with the long, slow process of evolution? Nay, I went tooquickly. First, there was the earth without anything alive on it. For billions of years this
ball was spinning with its sunsets and its waves and the sea and the noises, and there was
no thing alive to appreciate it. Can you conceive, can you appreciate or fit into your ideas
what can be the meaning of a world without a living thing on it? We are so used to
looking at the world from the point of view of living things that we cannot understand
what it means not to be alive, and yet most of the time the world had nothing alive on it.
And
in most places in the universe today there probably is nothing alive.
Or life
itself. The internal machinery of life, the chemistry of the parts, is
somethingbeautiful. And it turns out that all life is interconnected with all other life. There is a part
of chlorophyll, an important chemical in the oxygen processes in plants, that has a kind of
square pattern; it is a rather pretty ring called a benzine ring. And far removed from the
plants are animals like ourselves, and in our oxygen-containing systems, in the blood, the
hemoglobin, there are the same interesting and peculiar square rings. There is iron in the
center of them instead of magnesium, so they are not green but red, but they are the same
rings.
The
proteins of bacteria and the proteins of humans are the same. In fact it has
recently
been
found that the protein- making machinery in the bacteria can be given orders
frommaterial from the red cells to produce red cell proteins. So close is life to life. The
universality of the deep chemistry of living things is indeed a fantastic and beautiful
thing. And all the time we human beings have been too proud even to recognize our
kinship with the animals.
Or
there are the atoms. Beautiful—mile upon mile of one ball after another ball in
some
repeating
pattern in a crystal. Things that look quiet and still, like a glass of water
with acovered top that has been sitting for several days, are active all the time; the atoms are
leaving the surface, bouncing around inside, and coming back. What looks still to our
crude eyes is a wild and dynamic dance.
And,
again, it has been discovered that all the world is made of the same atoms,
that the
stars
are of the same stuff as ourselves. It then becomes a question of where our
stuffcame from. Not just where did life come from, or where did the earth come from, but
where did the stuff of life and of the earth come from? It looks as if it was belched from
some exploding star, much as some of the stars are exploding now. So this piece of dirt
waits four and a half billion years and evolves and changes, and now a strange creature
stands here with instruments and talks to the strange creatures in the audience. What a
wonderful world!
Or
take the physiology of human beings. It makes no difference what I talk about.
If you
look
closely enough at anything, you will see that there is nothing more exciting
than thetruth, the pay dirt of the scientist, discovered by his painstaking efforts.
In
physiology you can think of pumping blood, the exciting movements of a girl
jumping
a
jump rope. What goes on inside? The blood pumping, the interconnecting nerves—howquickly the influences of the muscle nerves feed right back to the brain to say, "Now we
have touched the ground, now increase the tension so I do not hurt the heels." And as the
girl dances up and down, there is another set of muscles that is fed from another set of
nerves that says, "One, two, three, O'Leary, one, two, ..." And while she does that,
perhaps she smiles at the professor of physiology who is watching her. That is involved,
too!
And
then electricity The forces of attraction, of plus and minus, are so strong
that in any
normal
substance all the plusses and minuses are carefully balanced out, everythingpulled together with everything else. For a long time no one even noticed the
phenomenon of electricity, except once in a while when they rubbed a piece of amber and
it attracted a piece of paper. And yet today we find, by playing with these things, that we
have a tremendous amount of machinery inside. Yet science is still not thoroughly
appreciated.
To give an example, I read Faraday's Chemical History of a Candle, a set of six Chistmas lectures for children. The point of Faraday's lectures was that no matter what you look at, if you look at it closely enough, you are involved in the entire universe. And so he got, by looking at every feature of the candle, into combustion, chemistry, etc. But the introduction of the book, in describing Faraday's life and some of his discoveries, explained that he had discovered that the amount of electricity necessary to perform electrolysis of chemical substances is proportional to the number of atoms which are
separated divided by the valence. It further explained that the principles he discovered are
used today in chrome plating and the anodic coloring of aluminum, as well as in dozens
of other industrial applications.
I do not like that statement. Here is what Faraday said about his own discovery: "The atoms of matter are in some ways endowed or associated with electrical powers, to which they owe their most striking qualities, amongst them their mutual chemical affinity." He had discovered that the thing that determined how the atoms went together, the thing that determined the combinations of iron and oxygen which make iron oxide is that some of them are electrically plus and some of them are
electrically minus, and they attract each other in definite proportions. He also discovered
that electricity comes in units, in atoms. Both were important discoveries, but most
exciting was that this was one of the most dramatic moments in the history of science,
one of those rare moments when two great fields come together and are unified. He
suddenly found that two apparently different things were different aspects of the same
thing. Electricity was being studied, and chemistry was being studied. Suddenly they
were two aspects of the same thing—chemical changes with the results of electrical
forces. And they are still understood that way. So to say merely that the principles are
used in chrome plating is inexcusable.
And
the newspapers, as you know, have a standard line for every discovery made in
physiology
today: "The discoverer said that the discovery may have uses in the cure
ofcancer." But they cannot explain the value of the thing itself.
Trying
to understand the way nature works involves a most terrible test of human
reasoning
ability. It involves subtle trickery, beautiful tightropes of logic on which
onehas to walk in order not to make a mistake in predicting what will happen. The quantum
mechanical and the relativity ideas are examples of this.
The
third aspect of my subject is that of science as a method of finding things
out. This
method
is based on the principle that observation is the judge of whether something is
soor not. All other aspects and characteristics of science can be understood directly when
we understand that observation is the ultimate and final judge of the truth of an idea. But
"prove" used in this way really means "test," in the same way that a hundred-proof
alcohol is a test of the alcohol, and for people today the idea really should be translated
as, "The exception tests the rule." Or, put another way, "The exception proves that the
rule is wrong." That is the principle of science. If there is an exception to any rule, and if
it can be proved by observation, that rule is wrong.
The exceptions to any rule are most interesting in themselves, for they show us that the
old rule is wrong. And it is most exciting, then, to find out what the right rule, if any, is.
The
exception is studied, along with other conditions that produce similar effects.
The
scientist
tries to find more exceptions and to determine the characteristics of theexceptions, a process that is continually exciting as it develops. He does not try to avoid
showing that the rules are wrong; there is progress and excitement in the exact opposite.
He tries to prove himself wrong as quickly as possible.
The principle that observation is the judge imposes a severe limitation to the kind of
questions that can be answered. They are limited to questions that you can put this way:
"if I do this, what will happen?" There are ways to try it and see. Questions like, "should I
do this?" and "what is the value of this?" are not of the same kind.
But
if a thing is not scientific, if it cannot be subjected to the test of
observation, this does
not
mean that it is dead, or wrong, or stupid. We are not trying to argue that
science issomehow good and other things are somehow not good. Scientists take all those things
that can be analyzed by observation, and thus the things called science are found out. But
there are some things left out, for which the method does not work. This does not mean
that those things are unimportant. They are, in fact, in many ways the most important. In
any decision for action, when you have to make up your mind what to do, there is always
a "should" involved, and this cannot be worked out from "if I do this, what will happen?"
alone. You say, "Sure, you see what will happen, and then you decide whether you want
it to happen or not." But that is the step the scientist cannot take. You can figure out what
is going to happen, but then you have to decide whether you like it that way or not.
There
are in science a number of technical consequences that follow from the
principle of
observation
as judge. For example, the observation cannot be rough. You have to be verycareful. There may have been a piece of dirt in the apparatus that made the color change;
it was not what you thought. You have to check the observations very carefully, and then
recheck them, to be sure that you understand what all the conditions are and that you did
not misinterpret wha t you did.
It is
interesting that this thoroughness, which is a virtue, is often misunderstood.
When
someone
says a thing has been done scientifically, often all he means is that it has
beendone thoroughly. I have heard people talk of the "scientific" extermination of the Jews in
question of making observations and then checking them in order to determine
something. In that sense, there were "scientific" exterminations of people in Roman times
and in other periods when science was not so far developed as it is today and not much
attention was paid to observation. In such cases, people should say "thorough" or
"thoroughgoing," instead of "scientific."
There
are a number of special techniques associated with the game of making
observations,
and much of what is called the philosophy of science is concerned with adiscussion of these techniques. The interpretation of a result is an example. To take a
trivial instance, there is a famous joke about a man who complains to a friend of a
mysterious phenomenon. The white horses on his farm eat more than the black horses. He
worries about this and cannot understand it, until his friend suggests that maybe he has
more white horses than black ones.
It
sounds ridiculous, but think how many times similar mistakes are made in
judgments
of
various kinds. You say, "My sister had a cold, and in two weeks ..."
It is one of thosecases, if you think about it, in which there were more white horses. Scientific reasoning
requires a certain discipline, and we should try to teach this discipline, because even on
the lowest level such errors are unnecessary today.
Another
important characteristic of science is its objectivity. It is necessary to look
at the
results
of observation objectively, because you, the experimenter, might like one
resultbetter than another. You perform the experiment several times, and because of
irregularities, like pieces of dirt falling in, the result varies from time to time. You do not
have everything under control. You like the result to be a certain way, so the times it
comes out that way, you say, "See, it comes out this particular way." The next time you
do the experiment it comes out different. Maybe there was a piece of dirt in it the first
time, but you ignore it.
These things seem obvious, but people do not pay enough attention to them in deciding
scientific questions or questions on the periphery of science. There could be a certain
amount of sense, for example, in the way you analyze the question of whether stocks
went up or down because of what the President said or did not say.
Another very important technical point is that the more specific a rule is, the more
interesting it is. The more definite the statement, the more interesting it is to test. If
someone were to propose that the planets go around the sun because all planet matter has
a kind of tendency for movement, a kind of motility, let us call it an "oomph," this theory
could explain a number of other phenomena as well. So this is a good theory, is it not?
No.
It is nowhere near as good as a proposition that the planets move around the
sun
under
the influence of a central force which varies exactly inversely as the square
of thedistance from the center. The second theory is better because it is so specific; it is so
obviously unlikely to be the result of chance. It is so definite that the barest error in the
movement can show that it is wrong; but the planets could wobble all over the place, and,
according to the first theory, you could say, "Well, that is the funny behavior of the
'oomph.'"
So the more specific the rule, the more powerful it is, the more liable it is to exceptions,
and the more interesting and valuable it is to check.
Words
can be meaningless. If they are used in such a way that no sharp conclusions
can
be
drawn, as in my example of "oomph," then the proposition they state
is almostmeaningless, because you can explain almost anything by the assertion that things have a
tendency to motility. A great deal has been made of this by philosophers, who say that
words must be defined extremely precisely. Actually, I disagree somewhat with this; I
think that extreme precision of definition is often not worthwhile, and sometimes it is not
possible—in fact mostly it is not possible, but I will not get into that argument here.
Most
of what many philosophers say about science is really on the technical aspects
involved
in trying to make sure the method works pretty well. Whether these technicalpoints would be useful in a field in which observation is not the judge I have no idea. I
am not going to say that everything has to be done the same way when a method of
testing different from observation is used. In a different field perhaps it is not so
important to be careful of the meaning of words or that the rules be specific, and so on. I
do not know.
In
all of this I have left out something very important. I said that observation
is the judge
of
the truth of an idea. But where does the idea come from? The rapid progress anddevelopment of science requires that human beings invent something to test.
It
was thought in the Middle Ages that people simply make many observations, and
the
observations
themselves suggest the laws. But it does not work that way. It takes muchmore imagination than that. So the next thing we have to talk about is where the new
ideas come from. Actually, it does not make any difference, as long as they come. We
have a way of checking whether an idea is correct or not that has nothing to do with
where it came from. We simply test it against observation. So in science we are not
interested in where an idea comes from.
There
is no authority who decides what is a good idea. We have lost the need to go to
an
authority
to find out whether an idea is true or not. We can read an authority and let
himsuggest something; we can try it out and find out if it is true or not. If it is not true, so
much the worse— so the "authorities" lose some of their "authority."
The
relations among scientists were at first very argumentative, as they are among
most
people.
This was true in the early days of physics, for example. But in physics today
therelations are extremely good. A scientific argument is likely to involve a great deal of
laughter and uncertainty on both sides, with both sides thinking up experiments and
offering to bet on the outcome. In physics there are so many accumulated observations
that it is almost impossible to think of a new idea which is different from all the ideas that
have been thought of before and yet that agrees with all the observations that have
already been made. And so if you get anything new from anyone, anywhere, you
welcome it, and you do not argue about why the other person says it is so.
Many sciences have not developed this far, and the situation is the way it was in the early
days of physics, when there was a lot of arguing because there were not so many
observations. I bring this up because it is interesting that human relationships, if there is
an independent way of judging truth, can become unargumentative.
Most
people find it surprising that in science there is no interest in the
background of the
author
of an idea or in his motive in expounding it. You listen, and if it sounds like
athing worth trying, a thing that could be tried, is different, and is not obviously contrary
to something observed before, it gets exciting and worthwhile. You do not have to worry
about how long he has studied or why he wants you to listen to him. In that sense it
makes no difference where the ideas come from. Their real origin is unknown; we call it
the imagination of the human brain, the creative imagination—it is known; it is just one
of those "oomphs."
It is
surprising that people do not believe that there is imagination in science. It
is a very
interesting
kind of imagination, unlike that of the artist. The great difficulty is in
trying toimagine something that you have never seen, that is consistent in every detail with what
has already been seen, and that is different from what has been thought of; furthermore, it
must be definite and not a vague proposition. That is indeed difficult.
Incidentally,
the fact that there are rules at all to be checked is a kind of miracle; that
it is
possible
to find a rule, like the inverse square law of gravitation, is some sort of
miracle.It is not understood at all, but it leads to the possibility of prediction—that means it tells
you what you would expect to happen in an experiment you have not yet done.
It is
interesting, and absolutely essential, that the various rules of science be mutually
consistent.
Since the observations are all the same observations, one rule canno t give oneprediction and another rule another prediction. Thus, science is not a specialist business;
it is completely universal. I talked about the atoms in physiology; I talked about the
atoms in astronomy, electricity, chemistry. They are universal; they must be mutually
consistent. You cannot just start off with a new thing that cannot be made of atoms.
It is
interesting that reason works in guessing at the rules, and the rules, at least
in
physics,
become reduced. I gave an example of the beautiful reduction of the rules inchemistry and electricity into one rule, but there are many more examples.
The
rules that describe nature seem to be mathematical. This is not a result of the
fact that
observation
is the judge, and it is not a characteristic necessity of science that it bemathematical. It just turns out that you can state mathematical laws, in physics at least,
which work to make powerful predictions. Why nature is mathematical is, again, a
mystery.
I
come now to an important point. The old laws may be wrong. How can an
observation
be
incorrect? If it has been carefully checked, how can it be wrong? Why are
physicistsalways having to change the laws? The answer is, first, that the laws are not the
observations and, second, that experiments are always inaccurate. The laws are guessed
laws, extrapolations, not something that the observations insist upon. They are just good
guesses that have gone through the sieve so far. And it turns out later that the sieve now
has smaller holes than the sieves that were used before, and this time the law is caught.
So the laws are guessed; they are extrapolations into the unknown. You do not know
what is going to happen, so you take a guess.
For
example, it was believed—it was discovered— that motion does not affect the
weight
of a
thing—that if you spin a top and weigh it, and then weigh it when it has
stopped, itweighs the same. That is the result of an observation. But you cannot weigh something to
the infinitesimal number of decimal places, parts in a billion. But we now understand that
a spinning top weighs more than a top which is not spinning by a few parts in less than a
billion. If the top spins fast enough so that the speed of the edges approaches 186,000
miles a second, the weight increase is appreciable—but not until then. The first
experiments were performed with tops that spun at speeds much lower than 186,000
miles a second. It seemed then that the mass of the top spinning and not spinning was
exactly the same, and someone made a guess that the mass never changes.
How foolish! What a fool! It is only a guessed law, an extrapolation. Why did he do
something so unscientific? There was nothing unscientific about it; it was only uncertain.
It
would have been unscientific not to guess. It has to be done because the
extrapolations
are
the only things that have any real value. It is only the principle of what you
think willhappen in a case you have not tried that is worth knowing about. Knowledge is of no real
value if all you can tell me is what happened yesterday. It is necessary to tell what will
happen tomorrow if you do something—not only necessary, but fun. Only you must be
willing to stick your neck out.
Every
scientific law, every scientific principle, every statement of the results of
an
observation
is some kind of a summary which leaves out details, because nothing can bestated precisely. The man simply forgot—he should have stated the law "The mass
doesn't change much when the speed isn't too high." The game is to make a specific rule
and then see if it will go through the sieve. So the specific guess was that the mass never
changes at all. Exciting possibility! It does no harm that it turned out not to be the case. It
was only uncertain, and there is no harm in being uncertain. It is better to say something
and not be sure than not to say anything at all.
It is
necessary and true that all of the things we say in science, all of the
conclusions, are
uncertain,
because they are only conclusions. They are guesses as to what is going tohappen, and you cannot know what will happen, because you have not made the most
complete experiments.
It is
curious that the effect on the mass of a spinning top is so small you may say,
"Oh, it
doesn't
make any difference." But to get a law that is right, or at least one that
keepsgoing through the successive sieves, that goes on for many more observations, requires a
tremendous intelligence and imagination and a complete revamping of our philosophy,
our understanding of space and time. I am referring to the relativity theory. It turns out
that the tiny effects that turn up always require the most revolutionary modifications of
ideas.
Scientists,
therefore, are used to dealing with doubt and uncertainty. All scientific
knowledge
is uncertain. This experience with doubt and uncertainty is important. Ibelieve that it is of very great value, and one that extends beyond the sciences. I believe
that to solve any problem that has never been solved before, you have to leave the door to
the unknown ajar. You have to permit the possibility that you do not have it exactly right.
Otherwise, if you have made up your mind already, you might not solve it.
When
the scientist tells you he does not know the answer, he is an ignorant man.
When
he
tells you he has a hunch about how it is going to work, he is uncertain about
it. Whenhe is pretty sure of how it is going to work, and he tells you, "This is the way it's going to
work, I'll bet," he still is in some doubt. And it is of paramount importance, in order to
make progress, that we recognize this ignorance and this doubt. Because we have the
doubt, we then propose looking in new directions for new ideas. The rate of the
development of science is not the rate at which you make observations alone but, much
more important, the rate at which you create new things to test.
If we
were not able or did not desire to look in any new direction, if we did not
have a
doubt
or recognize ignorance, we would not get any new ideas. There would be nothingworth checking, because we would know what is true. So what we call scientific
knowledge today is a body of statements of varying degrees of certainty. Some of them
are most unsure; some of them are nearly sure; but none is absolutely certain. Scientists
are used to this. We know that it is consistent to be able to live and not know. Some
people say, "How can you live without knowing?" I do not know what they mean. I
always live without knowing. That is easy. How you get to know is what I want to know.
This freedom to doubt is an important matter in the sciences and, I believe, in other
fields. It was born of a struggle. It was a struggle to be permitted to doubt, to be unsure.
And I
do not want us to forget the importance of the struggle and, by default, to let
the
thing
fall away. I feel a responsibility as a scientist who knows the great value of
asatisfactory philosophy of ignorance, and the progress made possible by such a
philosophy, progress which is the fruit of freedom of thought. I feel a responsibility to
proclaim the value of this freedom and to teach that doubt is not to be feared, but that it is
to be welcomed as the possibility of a new potential for human beings. If you know that
you are not sure, you have a chance to improve the situation. I want to demand this
freedom for future generations.
Doubt
is clearly a value in the sciences. Whether it is in other fields is an open
question
and
an uncertain ma tter. I expect in the next lectures to discuss that very point
and to tryto demonstrate that it is important to doubt and that doubt is not a fearful thing, but a
doing of very great value.
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