"The Ugly
Duckling" (Danish: Den grimme ælling) is a literary fairy tale
by Danish poet and author Hans Christian Andersen (1805–1875). The story tells
of a homely little bird born in a barnyard who suffers abuse from the others
around him until, much to his delight (and to the surprise of others), he
matures into a beautiful swan, the most beautiful bird of all. The story is
beloved around the world as a tale about personal transformation for the better.
“The Ugly Duckling” was first published 11 November 1843, with three other
tales by Andersen in Copenhagen ,
Denmark to
great critical acclaim. The tale has been adapted to various media including
opera, musical, and animated film. The tale is completely Andersen's invention
and owes no debt to fairy tales or folklore.
Plot Summary
When the tale begins, a mother [duck's eggs hatch. One of the little birds is perceived by the other birds and animals on the farm as a homely little creature and suffers much verbal and physical abuse from them. He wanders sadly from the barnyard and lives with wild ducks and geese until hunters slaughter the flocks. He finds a home with an old woman, but her cat and hen tease and taunt him mercilessly and once again he sets off alone.
The duckling sees a flock of migrating wild swans. He is delighted and excited, but he cannot join them, for he is too young and cannot fly. Winter arrives. A farmer finds and carries the freezing little duckling home, but the foundling is frightened by the farmer’s noisy children and flees the house. He spends a miserable winter alone in the outdoors, mostly hiding in a cave on the lake that partly freezes over. When spring arrives a flock of swans descends on the now thawing lake.
The ugly duckling, now having fully grown and matured, unable to endure a life of solitude and hardship any more and decides to throw himself at the flock of swans deciding that it is better to be killed by such beautiful birds than to live a life of ugliness and misery. He is shocked when the swans welcome and accept him, only to realize by looking at his reflection in the water that he has grown into one of them. The flock takes to the air, and the now beautiful swan spreads his gorgeous large wings and takes flight with the rest of his new kind family.
Commentaries and Criticism
In reviewing Hans Christian Andersen: A New Life by biographer Jens Andersen, British journalist Anne Chisholm writes “Andersen himself was a tall, ugly boy with a big nose and big feet, and when he grew up with a beautiful singing voice and a passion for the theater he was cruelly teased and mocked by other children". The ugly duckling is the child of a swan whose egg accidentally rolled into a duck's nest.
Speculation suggests that Andersen was the illegitimate son of Prince Christian Frederik (later King Christian VIII of Denmark), and found this out some time before he wrote the book, and then that being a swan in the story was a metaphor not just for inner beauty and talent but also for secret royal lineage.
Bruno Bettelheim observes in The Uses of Enchantment that the Ugly Duckling is not confronted with the tasks, tests, or trials of the typical fairy tale hero. “No need to accomplish anything is expressed in “The Ugly Duckling”. Things are simply fated and unfold accordingly, whether or not the hero takes some action.” In conjunction with Bettelheim’s assessment, Maria Tatar notes in ’’The Annotated Hans Christian Andersen’’ that Andersen suggests the Ugly Duckling‘s superiority resides in the fact that he is of a breed different from the barnyard rabble, and that dignity and worth, moral and aesthetic superiority are determined by nature rather than accomplishment.
According to Carole Rosen, the story was inspired in part by Andersen's friend Jenny Lind.
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