In the law of the
United States of America ,
an objection is a formal protest raised in court during a trial to
disallow a witness's testimony or other evidence which would be in violation of
the rules of evidence or other procedural law. An objection is typically raised
after the opposing party asks a question of the witness, but before the witness
can answer, or when the opposing party is about to enter something into
evidence. The judge then makes a ruling on whether the objection is "sustained"
(the judge agrees with the objection and disallows the question, testimony, or
evidence) or "overruled" (the judge disagrees with the
objection and allows the question, testimony, or evidence). An attorney may
choose to "rephrase" a question that has been objected to, so long as
the judge permits it. Lawyers should make an objection before there is an
answer to the question.
An objection may also be raised against a judge's ruling, in order to preserve the right to appeal the ruling. Under certain circumstances, a court may need to hold some kind of pretrial hearing and make evidentiary rulings in order to resolve important issues like personal jurisdiction or whether to impose sanctions for extreme misconduct by parties or counsel. As with trials, a party or their counsel would normally raise objections to the evidence presented at the hearing in order to ask the court to disregard impermissible evidence or argument, as well as to preserve such objections as a basis for interlocutory or final appeals from such rulings.
Objections are also commonly used in depositions during the discovery process to preserve the right to exclude testimony from being considered as evidence in support of or in opposition to a later motion, such as a motion for summary judgment.
This is a list of objections in American law: Proper reasons for objecting to a question asked to a witness include:
Proper reasons for objecting to material evidence include:
Proper reasons for objecting to a witness's answer include:
Example: “Did your mother call?” “Yeah. She called at 3:00." Opposing counsel can object to the latter part of this statement, since it answers a question that was not asked. With some concern for annoying the court, counsel will selectively use this to prevent a witness from getting into self-serving answers.
Objections Generally
An objection may also be raised against a judge's ruling, in order to preserve the right to appeal the ruling. Under certain circumstances, a court may need to hold some kind of pretrial hearing and make evidentiary rulings in order to resolve important issues like personal jurisdiction or whether to impose sanctions for extreme misconduct by parties or counsel. As with trials, a party or their counsel would normally raise objections to the evidence presented at the hearing in order to ask the court to disregard impermissible evidence or argument, as well as to preserve such objections as a basis for interlocutory or final appeals from such rulings.
Objections are also commonly used in depositions during the discovery process to preserve the right to exclude testimony from being considered as evidence in support of or in opposition to a later motion, such as a motion for summary judgment.
Exceptions
Historically, at
trial, an attorney had to promptly take an exception (by saying "I
except" followed by a reason) immediately after an objection was overruled
in order to preserve it for appeal, or else the objection was permanently waived.
In addition, at the end of the trial, the attorney had to submit a written
"bill of exceptions" listing all the exceptions which he intended to
appeal upon, which the judge then signed and sealed, making it part of the
trial record. Eventually most lawyers and judges came to recognize that
exceptions were a waste of time because the objection itself and the context of
the surrounding record are all the appellate court really needs to resolve the
point in dispute. Starting in the 1930s, exceptions were abolished in the federal
courts and in many state courts as well. For example, California did not technically abolish
exceptions, but merely rendered them superfluous by simply treating just about
every ruling of the trial court as automatically excepted to. Thus, in nearly all U.S. courts, it is now sufficient
that the objection was clearly made on the record.
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Types of Objection
This is a list of objections in American law: Proper reasons for objecting to a question asked to a witness include:
- Ambiguous, confusing, misleading, vague,
unintelligible: the question is not clear and precise enough for
the witness to properly answer.
- Arguing the law: counsel is instructing the jury on the law.
- Argumentative: the question makes an argument rather than
asking a question.
- Asked and answered: when the same attorney continues to
ask the same question and they have already received an answer. Usually
seen after direct, but not always.
- Asks the jury to prejudge the evidence: the jury cannot promise to vote a
certain way, even if certain facts are proved.
- Asking a question which is not related to an intelligent
exercise of a peremptory challenge or challenge for cause: if opposing counsel asks such a
question during voir dire (i.e. the jury selection process.)
- Assumes facts not in evidence: the question assumes something as
true for which no evidence has been shown.
- Badgering: counsel is antagonizing the witness in
order to provoke a response, either by asking questions without giving the
witness an opportunity to answer or by openly mocking the witness.
- Best evidence rule: requires that the original source of
evidence is required, if available; for example, rather than asking a
witness about the contents of a document, the actual document should be
entered into evidence. Full original document should be introduced into
evidence instead of a copy, but judges often allow copies if there is no
dispute about authenticity. Some documents are exempt by hearsay rules of
evidence.
- Beyond the scope: A question asked during cross-examination
has to be within the scope of direct, and so on.
- Calls for a conclusion: the question asks for an opinion
rather than facts.
- Calls for speculation: the question asks the witness to
guess the answer rather than to rely on known facts.
- Compound question: multiple questions asked together.
- Hearsay: the witness does not know the answer
personally but heard it from another. However, there are several
exceptions to the rule against hearsay in most legal systems.
- Incompetent: the witness is not qualified to answer the
question.
- Inflammatory: the question is intended to cause prejudice.
- Leading question (Direct examination only): the question
suggests the answer to the witness. Leading questions are permitted if the
attorney conducting the examination has received permission to treat the
witness as a hostile witness. Leading questions are also permitted on
cross-examination, as witnesses called by the opposing party are presumed
hostile.
- Narrative: the question asks the witness to relate a
story rather than state specific facts.
- Privilege: the witness may be protected by law from
answering the question.
- Irrelevant or immaterial: the question is not
about the issues in the trial.
- Misstates evidence / misquotes witness /
improper characterization of evidence: this objection is often overruled, but can
be used to signal a problem to witness, judge and jury.
- Counsel is testifying: this objection is sometimes used
when counsel is “leading” or “argumentative” or “assumes facts not in
evidence.”
Proper reasons for objecting to material evidence include:
- Lack of foundation: the evidence lacks testimony as to its
authenticity or source.
- Fruit of the poisonous tree: the evidence was obtained
illegally, or the investigative methods leading to its discovery were
illegal. Can be circumvented; see inevitable discovery
- Incomplete: opposing party only introducing part of the
writing (conversation/act/declaration), taken out of context. Under the
evidence rule providing for completeness, other party can move to
introduce additional parts. If any
documents presented for the review, the judge and other party entitled to
a complete copy, not a partial copy, of the document. When a witness is
presented with a surprise document, he should be able to take time to
study it, before he can answer any questions.
- Best evidence rule or hearsay evidence: requires that
the original source of evidence is required, if available. However, some
documents are self-authenticating under Rule 902, such as (1) domestic
public documents under seal, (2) domestic public documents not under seal,
but bearing a signature of a public officer, (3) foreign public documents,
(4) certified copies of public records, (5) official publications, (6)
newspapers and periodicals, (7) trade inscriptions and the like, (8)
acknowledged documents (i.e. by a notary public), (9) commercial paper and
related documents, (10) presumptions under Acts of Congress, (11)
certified domestic records of regularly conducted activity, (12) certified
foreign records of regularly conducted activity.
- More prejudicial than probative: Under Federal Rule of Evidence 403,
a judge has the discretion to exclude evidence if "its probative
value is substantially outweighed by the danger of unfair prejudice,
confusion of the issues, or misleading the jury."
Proper reasons for objecting to a witness's answer include:
- Narrative: the witness is relating a story in response
to a question that does not call for one.
- Non-responsive: the witness's response constitutes an
answer to a question other than the one that was asked, or no answer at
all
- Nothing pending: the witness continues to speak on matters
irrelevant to the question.
Example: “Did your mother call?” “Yeah. She called at 3:00." Opposing counsel can object to the latter part of this statement, since it answers a question that was not asked. With some concern for annoying the court, counsel will selectively use this to prevent a witness from getting into self-serving answers.
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